Industry

New SRO by end of 2022, CSA pledges

Regulators aim to name CEO, board by Q2 next year

By James Langton |November 18, 2021

2 min read

Industry

U.S. to sell seized crypto for fraud victims

Court authorizes liquidation of crypto seized in US$2-billion BitConnect scheme

By James Langton |November 17, 2021

2 min read

Industry

Newfoundland is sixth province to give IIROC full enforcement toolkit

The regulator can now collect fines through the courts countrywide

By Staff |November 17, 2021

1 min read

Industry

Fidelity launches new crypto service, funds

New venture allows brokers, portfolio managers and funds to trade crypto with an IIROC-regulated firm

By James Langton |November 17, 2021

1 min read

Industry

Basel Committee proposes guidance on climate risks

Regulators seek principles-based approach to supervising banks

By James Langton |November 17, 2021

2 min read

Industry

Banks’ product shelf restrictions face scrutiny at Advocis event

OSC head expressed concern about banks' response to the client-focused reforms

By Michelle Schriver |November 17, 2021

3 min read

Industry

Diversity, labour issues a growing investor priority

Demand for social responsibility is encouraging more voluntary ESG disclosure and regulatory action

By James Langton |November 17, 2021

1 min read

Industry

SEC enforcement down again in 2021

Drop in public company cases follows turnover at the U.S. regulator, pandemic

By James Langton |November 17, 2021

2 min read

Industry

FP Canada announces results from October QAFP exam

Compared to May, the pass rate was down, and more candidates wrote the exam

By Staff |November 17, 2021

1 min read

Industry

Phillips, Hager & North repeat as top overall mutual fund group at Lipper Awards

Horizons and RBC won group awards for ETFs

By Staff |November 17, 2021

1 min read

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