Industry

Briefly:

(May 17, 2007) The British Columbia Securities Commission upheld an Investment Dealers Association of Canada panel decision that the self-regulatory organization can investigate and discipline its former members. Charles K. Dass, a former stockbroker, had appealed to the BCSC that the IDA could not hold disciplinary hearings into his conduct because he was no longer […]

By Staff |May 17, 2007

3 min read

CFA enrolment jumps in emerging markets

A record 140,000 people have enrolled in programs leading to the CFA designation worldwide, with a substantial increase in enrolment coming from emerging economies. Both India and Vietnam have experienced 143% growth in the number of first-time candidates, and China and Russia both have well over 50% rate of growth. Of course, starting from a […]

By Mark Noble |May 17, 2007

3 min read

Debt and Maple markets hit all-time highs

While debt trading might not be the sexiest investment option, these days it seems to be increasingly popular. On Thursday, the Investment Industry Association of Canada released its Q4 debt issuance and trading report, which found total debt trading at an all-time high of $7.1 trillion in 2006, besting 2005’s year-end total by 12%. Debt […]

By Bryan Borzykowski |May 17, 2007

2 min read

Briefly:

(May 16, 2007) A Vancouver broker has admitted to contravening Investment Dealers Association of Canada bylaws and violating the B.C. Securities Act by helping a prohibited individual execute trades in a third person’s account. Between April 2000 and September 2004, Edward Bernard Johnson, who worked for IDA member Golden Capital Securities Ltd. allowed Stanley Steven […]

By Staff |May 16, 2007

3 min read