Industry

Ontario judge orders jail time for Securities Act violations

The three-year term followed a guilty plea

By James Langton |December 15, 2021

1 min read

FINRA, FCA warn firms of cybersecurity threat

Software weakness exposes firms to risk of theft and fraud

By James Langton |December 15, 2021

2 min read

CI acquires US$6.4-billion Seattle-based RIA

Firm also takes a minority stake in alternative asset manager

By Rudy Mezzetta |December 15, 2021

2 min read

How advisors can support women’s growing share of wealth

Women may rely more on facts than their guts when making investment decisions

By Maddie Johnson |December 14, 2021

3 min read