News and resources for Canada's top financial advisors
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The "hybrid" regulation of ETFs makes it impossible to bring a class action for misrepresentation, court finds
By James Langton |May 2, 2022
2 min read
The Crown corporation also introduced changes for deposits held in trust or placed through financial advisors
By Staff |May 2, 2022
1 min read
An ESMA paper addressed behavioural "nudges" that lead to addictive trading
By James Langton |April 29, 2022
FSB launches consultation on emerging supervisory approaches to climate concerns
While challenges multiply, traditional asset managers look resilient to market turmoil, says a Fitch report
By Staff |April 29, 2022
FINTRAC review uncovered compliance violation, imposed $487K penalty on Laurentian Bank
Plan sponsors must tread carefully ahead, RBC Investor & Treasury Services says
Bay Street and regulators are now in a relative calm after a regulatory storm
By James Langton |April 28, 2022
Brent Joyce has been hired as chief investment strategist and managing director of BPIC
By Daniel Calabretta |April 28, 2022
CSA, CCIR propose new cost reporting requirements for investment and seg funds
3 min read
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