News and resources for Canada's top financial advisors
Industry
Guidance seeks more uniform approach to regulatory oversight
By James Langton |May 31, 2022
1 min read
Sweeping compliance review finds issues with fund industry charging practices
2 min read
Find out about the latest launches, plus who's reducing fees
By Greg Meckbach |May 30, 2022
The SRO detailed its policy priorities for the year
May 30, 2022
Allegations involved trading ahead of a planned acquisition by Amaya Gaming
By James Langton |May 27, 2022
The bank's wealth management arm earned $169 million in the quarter, up 3% from a year ago
By Staff, with files from The Canadian Press |May 27, 2022
Research published by the World Federation of Exchanges finds stressed markets in March 2020 were calmed by trading halts
Regulator launches new consultation on reforms to enhance public markets
Across the industry, there were retirement announcements and an advisor move
By Katie Keir |May 27, 2022
Mystery shopping exercise finds consumers felt good despite banks’ poor sales practices
By James Langton |May 26, 2022
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