Industry

Same risk, same regulation for stablecoins

IOSCO, CPMI say systemic stablecoins must meet post-crisis settlement standards

By James Langton |July 13, 2022

2 min read

Industry

Enforcement action up at MFDA in 2021

New cases, sanctions, and fine collection rates all rose, though volume of cases opened during the year declined to 414 in 2021 from 461 in 2020

By James Langton |July 13, 2022

2 min read

Industry

Online exam cheats nabbed by FINRA

SRO brings first cases to allege investment banking exam takers cheated on remote tests

By James Langton |July 13, 2022

1 min read

Industry

Advisors call new fund framework a good first step toward clearer ESG conversations

The CIFSC categories should save advisors time and help identify a fund's objectives

By Daniel Calabretta |July 12, 2022

3 min read

Industry

IIROC solicits advisory committee nominations

SRO committees focus on market regulation, fixed-income trading issues

By Staff |July 12, 2022

1 min read

Industry

Regulators shake off slowdown, boost banks’ buffers: Fitch

Prudential measures may be relaxed once again if global slump deepens

By James Langton |July 12, 2022

1 min read

Industry

Proxy season sees rise in environmental and social issues: Morningstar

Asset managers are beefing up proxy voting policies in response, research finds

By James Langton |July 12, 2022

2 min read

Industry

FSRA seeks volunteers for committee on planner, advisor titles

The advisory group will provide input on title regime and oversight

By Staff |July 11, 2022

1 min read

Industry

Wakeup call for crypto — you need regulation too

The FSB says the crypto sector must face the same rules as traditional financial markets

By James Langton |July 11, 2022

2 min read

Industry

Growing reverse mortgage market faces risks: DBRS

The spike in home prices makes recently originated reverse mortgages more risky in a downturn

By Mark Burgess |July 11, 2022

2 min read

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