News and resources for Canada's top financial advisors
Industry
The combined business will operate as TD Cowen, a division of TD Securities
By Ian Bickis, Canadian Press |August 2, 2022
3 min read
As U.S. industry releases plan, Canadian firms' readiness lags
By James Langton |August 2, 2022
2 min read
Richardson Wealth added three new advisor teams and lost one during a "challenging" quarter
By Rudy Mezzetta |July 29, 2022
U.S. banking regulators ordered Voyager Digital LLC to stop making false statements about its access to federal deposit insurance. In a joint letter, the U.S. Federal Deposit Insurance Corp. (FDIC) — along with the board of governors of the U.S. Federal Reserve — demanded that the bankrupt crypto brokerage firm “cease and desist from making […]
By James Langton |July 29, 2022
Risks tilted to the downside, even as positive rating action outpaced negative in Q2
Enforcement penalties will be used to help fund the new SRO
By James Langton |July 28, 2022
1 min read
A panel reluctantly ordered less than full disgorgement of the ill-gotten gains
U.S. trade groups asked courts to restore rule changes favoured by public companies
Volatile markets contributed to losses in the insurance and wealth management businesses
By Staff |July 28, 2022
No major bank has committed to end financing for new oil and gas exploration
By The Associated Press |July 28, 2022
5 min read
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