News and resources for Canada's top financial advisors
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More firms are also emphasizing training
By Todd Humber |October 21, 2022
4 min read
The company failed to file accurate financial statements, the regulator alleges
October 21, 2022
2 min read
Binding authority, single banking complaint body demanded
By James Langton |October 20, 2022
A strong quarter for trading helps offset plunge in investment banking, Moody's says
1 min read
More financing and advice is needed, a Scotiabank report suggests
By Staff |October 20, 2022
Scores were lowest for resolving complaints
By The Canadian Press |October 20, 2022
Advisors exploited the firm's inadequate controls, according to a settlement agreement
By James Langton |October 19, 2022
Going beyond investments with clients remains a good way to add value, particularly in down markets
By Guillaume Poulin-Goyer |October 19, 2022
3 min read
AI can improve investment management, but it comes with new risks
By Staff |October 19, 2022
Almost one in three said they plan to buy cryptoassets in the next 12 months
By Maddie Johnson |October 19, 2022
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