News and resources for Canada's top financial advisors
Industry
Standardization efforts will be key to enhancing credibility and driving growth
By Ian Bickis, Canadian Press |November 7, 2022
5 min read
The regulator said investors fell prey to the hype around digital assets
By James Langton |November 4, 2022
2 min read
Sanctions include market bans, costs, but no financial penalties
3 min read
U.K. regulator reports record misleading ad interventions in Q3
1 min read
Proxy advisory firm opens consultation on changes to 2023 voting policies
Review considers doing away with dedicated directors, alternate input mechanisms
Quebec regulator alleges man is using fake documents to dupe victims again
Interest and insurance revenue rose, corporate finance revenue dropped, fee revenue remained flat
By Rudy Mezzetta |November 4, 2022
MFDA panel fines, bans rep after finding numerous violations
By James Langton |November 3, 2022
Insurance sales in Canada were up 28%
By The Canadian Press |November 3, 2022
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