News and resources for Canada's top financial advisors
Industry
New $13.5-million fee for OTC derivatives market players to launch April 2023
By James Langton |November 23, 2022
1 min read
U.S. authorities allege Quebec firm used in market manipulation
Responsible Investment Association survey finds recent momentum is giving way to demand for more vigilant reporting
By Maddie Johnson |November 23, 2022
2 min read
Nearly half of HNW Canadians surveyed say pandemic has affected retirement planning
SRO alleged rep took money from a client who was a fellow fund rep
By James Langton |November 22, 2022
Firm agrees to pay $US4 million to resolve charges that it didn't follow ESG policies
Regulator forms industry group to develop voluntary code of conduct
Softening demand, lower commodity prices cuts trade flows
This week's industry moves
By Katie Keir |November 22, 2022
Regulator sets out draft priorities for fiscal 2024
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