By The Book:

(July 24, 2008) Withholding information can be costly, especially if you’re dealing with the Investment Industry Regulatory Organization of Canada. IIROC — formerly the Investment Dealers Association of Canada — charged John D.W. Buskell $50,000 for failing to provide the organization information related to an ongoing investigation. Besides the fine, Buskell is permanently banned from […]

By Staff | July 24, 2008 | Last updated on July 24, 2008

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(July 24, 2008) Withholding information can be costly, especially if you’re dealing with the Investment Industry Regulatory Organization of Canada.

IIROC — formerly the Investment Dealers Association of Canada — charged John D.W. Buskell $50,000 for failing to provide the organization information related to an ongoing investigation.

Besides the fine, Buskell is permanently banned from re-registering with the IIROC and he must pay an additional $31,836.13 in costs.

(07/24/08)

Staff

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