Ronald McKenzie

Quebec SRO to publish disciplinary actions

Quebec’s Chambre de la sécurité financière has announced it will issue a press release detailing all bans—whether temporary or permanent—it issues against its members. These rulings are currently publicly available through the Chambre’s website, but the decision to issue a press release is an attempt to better inform consumers of the enforcement decisions that the […]

By Ronald McKenzie |October 22, 2010

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